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The following is an excerpt of a speech that Commissioner Walter gave on April 16, 2013 at the 2013 NASAA Public Policy Conference in Washington, D.C.1
As you are aware, the Dodd-Frank Act transferred oversight of mid-sized investment advisers …
Commissioner Walter delivered the below remarks on March 24, 2013 to the Australian Securities and Investments Commission Forum (via videoconference)
Good morning. Thank you, Greg [ASIC Chairman Greg Medcraft] for that kind introduction.
It is a real pleasure to be …
The following post is based on a speech Chairman Walter gave at the American University School of Law in Washington D.C. on February 19, 2013
Thank you Dean Grossman. And thank you to the Washington College of Law for hosting …