CLS Blue Sky Blog

SEC Removes References to NRSRO Ratings in Certain Rules and Forms

The following is the SEC’s press release, originally published here.  The proposed ’34 Act amendments are available here and the proposed ’40 Act amendments are available here.

The Securities and Exchange Commission [on December 27, 2013] announced that it has adopted amendments to eliminate references in certain of its rules and forms to credit ratings by nationally recognized statistical rating organizations (NRSROs).

The changes were required by the Dodd-Frank Wall Street Reform and Consumer Protection Act and remove credit rating references from:

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