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March 2014

Ralph Lauren, Transnational Bribery, and Voluntary Disclosure Under the Foreign Corrupt Practices Act: When is it Strategically Wise (or Not) to Self-Report FCPA Violations to the SEC?

By Peter R. Reilly March 3, 2014 by gabriellepaolini

The following post comes to us from Peter R. Reilly, Associate Professor of Law, Texas A&M School of Law and is based on his paper, “Ralph Lauren, Transnational Bribery, and Voluntary Disclosure Under the Foreign Corrupt Practices Act: When is …

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Each business day, our team sifts through blog posts, news stories, and other sources to keep up-to-date on relevant recent developments. The following links will take you to our recommended selections. To see the sources we follow click Filter Sources.

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Reuters
JPMorgan fails to end lawsuit over London Whale losses
March 31, 2014
Bloomberg
Yellen Says Slack in Job Market Shows Need for Support
March 31, 2014
Dealbook
Starting an Overdue Conversation About Money
March 31, 2014
Dealbook
Morgan Stanley Executive to Join Litigation Finance Firm
March 31, 2014
Harvard Law School Forum
Activist Abuses Require SEC Action on Section 13(d) Reporting
March 31, 2014
Dealbook
Pleas by ‘Dewey Seven’ Reveal Details on Financial Manipulation
March 30, 2014
Bloomberg
High-Speed Traders Rip Investors Off, Michael Lewis Says
March 30, 2014
Dealbook
Legendary Deal Maker Criticizes Investors With Short-Term Interests
March 30, 2014
Wall Street Journal
King Digital’s Crushing IPO Saga
March 30, 2014
Harvard Law School Forum
Too-Big-To-Fail Banks Not Guilty As Not Charged
March 30, 2014
Dealbook
Statement by Ex-Dewey Finance Director Points to Co-Workers
March 27, 2014
Dealbook
Baxter to Split Into 2 Health Care Companies
March 27, 2014
Harvard Law School Forum
Shareholder Activism in the M&A Context
March 27, 2014
Dealbook
Bank of America to Pay $6.3 Billion to Settle Mortgage Securities Suit
March 27, 2014
Reuters
New U.S. swaps trading seen hurting banks less than feared
March 27, 2014
Dealbook
Fed Rebuffs Citigroup on Capital Plans
March 26, 2014
Dealbook
Alibaba Enters the Movie Business With a Kind of Crowdfunding
March 26, 2014
Harvard Law School Forum
Putting Integrity into Finance
March 26, 2014
Dealbook
Facebook’s Alternate Financial Reality
March 26, 2014
Reuters
U.S. banks enjoy ‘too-big-to-fail’ advantage: Fed study
March 26, 2014
Dealbook
JPMorgan Co-Head of Investment Banking to Join Carlyle
March 25, 2014
Dealbook
I.R.S. Says Bitcoin Should Be Considered Property, Not Currency
March 25, 2014
Harvard Law School Forum
How to Use a Bank Tax to Make the Financial System Safer
March 25, 2014
Dealbook
Activists Crash Deal Makers’ Party
March 25, 2014
Wall Street Journal
New Derivative Guards Against Bitcoin’s Price Swings
March 25, 2014
Reuters
Former Madoff associates found guilty of fraud
March 24, 2014
Bloomberg
Herbalife Strengthens Ties With Icahn as Ackman War Rages
March 24, 2014
Dealbook
GrubHub Sets Price Range for I.P.O.
March 24, 2014
Dealbook
Deducting the Costs of a Government Settlement
March 24, 2014
Harvard Law School Forum
Compensation Committee Guide 2014
March 24, 2014
Dealbook
Credit Suisse Reaches $885 Million Mortgage Settlement
March 23, 2014
Bloomberg
Foreign Grip Loosens on Treasuries as U.S. Buyers Bolster Demand
March 23, 2014
Reuters
M&A pickup among U.S. conglomerates may be undercut by prices
March 23, 2014
Bloomberg
Yellen Pursuing Bernanke’s Fed Policies With More Direct Style
March 23, 2014
Harvard Law School Forum
The 2014 Board Practices Survey
March 23, 2014
Reuters
All big U.S. banks but one pass Fed’s health test
March 20, 2014
Dealbook
Trial Lawyer Nominated to Lead Delaware Chancery Court
March 20, 2014
Bloomberg
SEC Said Examining Hidden Electronic Bond Trading Prices
March 20, 2014
Bloomberg
Shadow Banking Deals Prompt SEC Plan to Cap Broker Leverage
March 20, 2014
Reuters
SEC close to weighing possible action on proxy advisory firms
March 20, 2014
Dealbook
New Alliances in Battle for Corporate Control
March 19, 2014
Reuters
Two charged in U.S. insider case with tips on chewed-up napkins
March 19, 2014
Dealbook
News Release Distributor to Stop Selling to High-Speed Traders
March 19, 2014
Bloomberg
JPMorgan Agrees to Sell Commodities Unit for $3.5 Billion
March 19, 2014
Reuters
Fed may raise rates as soon as next spring, Yellen suggests
March 19, 2014
Bloomberg
High-Speed Trading Faces New York Probe Into Fairness
March 18, 2014
Dealbook
Vestar to Buy I.S.S., an Influential Shareholder Adviser
March 18, 2014
Wall Street Journal
Wall Street Trains Fire on Idea of a Bank Tax
March 18, 2014
Dealbook
Hedge Fund Spars With a Nameless Blogger
March 18, 2014
Bloomberg
Publicly Traded Companies Should Prepare To Disclose Cybersecurity Risks, Incidents
March 18, 2014
Bloomberg
Fund Firms Say Too-Big-to-Fail Label Would Hurt Investors
March 17, 2014
Harvard Law School Forum
Toward a Constitutional Review of the Poison Pill: A Reply to Wachtell Lipton
March 17, 2014
Wall Street Journal
Ono Deal Shows Vodafone CEO’s M&A Bent
March 17, 2014
Dealbook
Haste Clouds Long-Term Effort on Mortgage Fraud
March 17, 2014
Harvard Law School Forum
Delaware Court Endorses Business Judgment Review in Controlling Stockholder Mergers
March 17, 2014
Dealbook
Alibaba Confirms It Will Begin I.P.O. Process in U.S.
March 16, 2014
Bloomberg
Vodafone Said to Reach $10 Billion Deal to Acquire Spain’s Ono
March 16, 2014
Reuters
Fannie, Freddie bill leaves status of private shareholders to courts
March 16, 2014
Dealbook
Citigroup’s Proxy Details Link of Pay to Performance
March 16, 2014
Bloomberg
BofA, Citigroup, Credit Suisse Sued by FDIC Over Libor
March 16, 2014
Dealbook
Lions Gate Is Fined for Fending Off Carl Icahn’s Attentions
March 13, 2014
Harvard Law School Forum
A Response to Bebchuk and Jackson’s Toward a Constitutional Review of the Poison Pill
March 13, 2014
Dealbook
S.E.C. Unveils Case Against 10th Former Employee of SAC Capital
March 13, 2014
Reuters
Bank of America back in court over $2.1 billion fraud penalties
March 13, 2014
Reuters
SEC proposes new rules to safeguard clearing agencies
March 13, 2014
Wall Street Journal
Scorched-Earth Defense Vindicated in Jos. A. Bank Play
March 12, 2014
Bloomberg
‘Candy Crush’ Maker Seeks Valuation Up to $7.6 Billion
March 12, 2014
Harvard Law School Forum
Remarks on the Halliburton Oral Argument (2): Implementing a Fraudulent Distortion Approach
March 12, 2014
Reuters
Big fine imposed on ex-Goldman trader Tourre in SEC case
March 12, 2014
Dealbook
Herbalife Shares Fall as Ackman Makes New Accusations
March 12, 2014
Bloomberg
SEC Said to Probe Whether Forex Rigging Distorted Options
March 11, 2014
Wall Street Journal
NYSE, Nasdaq Join to Push for Trading Rule
March 11, 2014
Dealbook
Men’s Wearhouse to Buy Jos. A. Bank
March 11, 2014
Dealbook
Icahn’s War of Words With eBay
March 11, 2014
Harvard Law School Forum
Remarks on the Halliburton Oral Argument (1): Toward a Fraudulent Distortion Approach
March 11, 2014
Dealbook
The Challenge of Linking Dewey’s Leader to Possible Accounting Shenanigans
March 10, 2014
Inside Counsel
The top 12 securities class action settlements of 2013
March 10, 2014
Wall Street Journal
Deal Nears for Institutional Shareholder Services
March 10, 2014
Dealbook
EBay Rejects Icahn’s Nominees for Its Board
March 10, 2014
Harvard Law School Forum
Does Stock Liquidity Affect Incentives to Monitor?
March 10, 2014
Harvard Law School Forum
SEC Crowdfunding Rulemaking under the Jobs Act—an Opportunity Lost?
March 9, 2014
Wall Street Journal
Newspaper Consortium Seeks to Sell Cars.com for $3 Billion
March 9, 2014
Washington Post
Supreme Court treads middle ground in debate over securities-fraud lawsuits
March 9, 2014
New York Times
Picking Up the Pace at the SEC
March 9, 2014
Dealbook
Whistle-Blower Gets $63.9 Million as a Result of JPMorgan Settlement
March 9, 2014
Dealbook
4 Accused of Systemic Fraud That Sank Global Law Firm
March 6, 2014
The SEC Website
SEC Announces Largest Monetary Sanction for Rule 105 Short Selling Violations
March 6, 2014
Dealbook
The Reality Behind the Stock-Picking Prowess of S.E.C. Staff Members
March 6, 2014
Reuters
U.S. Supreme Court seeks middle ground in securities case
March 6, 2014
Dealbook
Futures Commission Appointees Talk With Senate Panel
March 6, 2014
Dealbook
Criminal Charges Expected for 3 Former Dewey & LeBoeuf Executives
March 5, 2014
Harvard Law School Forum
FDIC Lawsuits against Directors and Officers of Failed Financial Institutions
March 5, 2014
Dealbook
In Banking Overhaul Fight, a Ruckus Over an Obscure Product
March 5, 2014
Reuters
Obama scales back budget request for CFTC, while sparing SEC
March 5, 2014
Reuters
U.S. justices extend employee whistleblower protections
March 5, 2014
Dealbook
A New Form of Shareholder Activism Gains Momentum
March 4, 2014
Dealbook
Moelis & Company Files for an I.P.O.
March 4, 2014
Reuters
US regulators seeking data on banks’ attempts to slim down
March 4, 2014
Reuters
SEC’s Gallagher accuses Fed of power grab over foreign brokers
March 4, 2014
Harvard Law School Forum
Toward a Constitutional Review of the Poison Pill
March 4, 2014
Reuters
U.S. probes Citi over compliance with money laundering laws
March 3, 2014
New York Times
Break Up the Bank? It’s Not for You to Ask
March 3, 2014
Dealbook
Buffett Hints at More Heinz-Like Deals in Annual Letter
March 3, 2014
Harvard Law School Forum
SEC Enforcement Year in Review
March 3, 2014
Dealbook
Bitcoin Loss Highlights Elusive Paths of Regulation
March 3, 2014
Dealbook
Why the Bank Leverage Ratio Is Important
March 2, 2014
Dealbook
A Maelstrom of Fraud Without Early Warning
March 2, 2014
Harvard Law School Forum
SEC Institutes Administrative Proceedings Against KPMG For Auditor Independence Violations
March 2, 2014
Dealbook
GrubHub Files for an IPO
March 2, 2014
Dealbook
Patton Boggs in Early Merger Talks with Squire Sanders
March 2, 2014

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