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  • John C. Coffee, Jr. – Boeing and the Future of Deferred Prosecution Agreements By John C. Coffee, Jr.
  • Leveraging Information Forcing in Good Faith By Hillary Sale
  • The Dark Side of Safe Harbors Comment bubble 2 By Susan C. Morse
  • John C. Coffee, Jr. – Mass Torts and Corporate Strategies: What Will the Courts Allow? By John C. Coffee, Jr.
  • Compliance’s Next Challenge: Polarization By Miriam H. Baer
  • Will the Common Good Guys Come to the Shootout in SEC v. Jarkesy? And Why It Matters By Eric W. Orts
  • Climate Disclosure Line-Drawing and Securities Regulation By Virginia Harper Ho
  • Board Committee Charters and ESG Accountability By Lisa M. Fairfax
Editor-At-Large Reynolds Holding

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Columbia Law School's Blog on Corporations and the Capital Markets

Editorial Board John C. Coffee, Jr. Edward F. Greene Kathryn Judge

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September 2020

Insider Trading and Geographic Proximity: Evidence from Covid-19

By Erin Henry, George A. Plesko and Caleb Rawson September 1, 2020 by renholding

The COVID-19 pandemic has dramatically changed how businesses operate, resulting in unprecedented stock market effects. While the U.S. stock market has historically shown little to no reaction to an infectious disease outbreak, COVID-19 precipitated a global stock market downturn now …

Davis Polk Discusses New Developments on Direct Listings

By Marcel Fausten, Michael Kaplan, Emily Roberts, Richard Truesdell and Elizabeth Weinstein September 1, 2020 by renholding

New developments last week will allow companies to raise funds in a direct listing. On Wednesday, the Securities and Exchange Commission (SEC) approved the NYSE’s rule change that will permit companies to raise capital in a direct listing. Prior to …

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TheFilter

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Each business day, our team sifts through blog posts, news stories, and other sources to keep up-to-date on relevant recent developments. The following links will take you to our recommended selections. To see the sources we follow click Filter Sources.

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Reuters
Palantir Valued at $20 billion in Choppy NYSE Debut
September 30, 2020
Securities and Exchange Commission
SEC Awards Two Whistleblowers Almost $30 million
September 30, 2020
PubCo @ Cooley
SEC Extends Waiver of Shareholder Approval Requirements
September 30, 2020
Deal Lawyers.com
Breakup at Tiffany’s Part II
September 30, 2020
Davis Polk Briefing
ISS Releases 2020 Benchmark Policy Survey Results
September 30, 2020
D&O Diary
Morrison Case, 10-Years On
September 29, 2020
Securities and Exchange Commission
SEC Awards Whistleblower $1.8 mln
September 29, 2020
PubCo @ Cooley
Update on SPACs and Direct Listings
September 29, 2020
Cooley M&A
Specific Enforcement a Tough Sell in Covid-19 M&A Suits
September 29, 2020
Corporate & Securities Law Blog
The Latest From SEC Enforcement
September 29, 2020
Reuters
Cybersecurity Firm McAfee Files for IPO
September 28, 2020
D&O Diary
SEC Sues Officer of Biotech Firm for Statements on Covid-19 Test
September 28, 2020
Bloomberg
Fraud Prevention CEO Accused of Fraud
September 28, 2020
PubCo @ Cooley
SEC Dings BMW on Sales Disclosure
September 28, 2020
Reuters
Judge Temporarily Blocks Ban on TikTok Downloads
September 27, 2020
D&O Diary
Alphabet Creates $310 million Fund for Google Sexual-Misconduct Suits
September 27, 2020
NBC News
Innocent Madoff Investors Must Pay Back Profits
September 27, 2020
CFA Institute
The Latest on Short-Termism
September 27, 2020
Business Law Prof Blog
The Fallout from SEC Action on Shareholder Proposals
September 27, 2020
Cleary M&A Watch
CFIUS Shifts Mandatory Notice Rules
September 24, 2020
Truth on the Market
A Law & Economics Read on Ginsburg
September 24, 2020
D&O Diary
Cisco Hit with Board Diversity Suit
September 24, 2020
Davis Polk Briefing
CFTC Reports on Climate-Related Financial Risk
September 24, 2020
Business Law Prof Blog
FINRA Proposes to Update Expungement Rules
September 24, 2020
Davis Polk Briefing
BlackRock Issues 2020 Investment Stewardship Report
September 23, 2020
Reuters
New York Times Chairman Retiring
September 23, 2020
Securities and Exchange Commission
SEC Amends Whistleblower Rules
September 23, 2020
Federal Trade Commission
FTC Proposed HSR Changes May Make Activism Stealthier
September 23, 2020
Reuters
SEC to Ease Proposed Whistleblower Limits
September 22, 2020
PubCo @ Cooley
SEC Issues New Interpretations on SPACs and Covid-19 Benefits
September 22, 2020
Jim Hamilton's World
Ginsburg’s Impact on Securities Law
September 22, 2020
Davis Polk Fin-Reg Reform
CFIUS Issues Final Rule on Mandatory Declaration Standards
September 22, 2020
CFA Institute
Is Covid-19 Make or Brake for the EU?
September 22, 2020
D&O Diary
Lessons of the FinCEN Files
September 21, 2020
Securities and Exchange Commission
SEC Accuses Index Manager and Friend of Insider Trading
September 21, 2020
PubCo @ Cooley
Business Roundtable Endorses New Climate-Change Approach
September 21, 2020
Jim Hamilton's World
CFTC Unanimously Approves Final Actions on Swap Data, Bankruptcies
September 21, 2020
CFA Institute
Is Investment Fund Leverage a Risk?
September 21, 2020
Jim Hamilton's World
SEC Subcommittee Mulls Various Options for ESG Disclosure
September 20, 2020
Bloomberg
M&A-Party Suits Are Surprisingly Rare
September 20, 2020
Davis Polk Briefing
Vanguard Stewardship Report Stresses Climate Change and Diversity
September 20, 2020
CFA Institute
What Investors Think of Blockchain
September 20, 2020
Business Law Prof Blog
Where Were Social Media Gatekeepers?
September 20, 2020
Jim Hamilton's World
GAO Says Fewer Firms Reporting Conflict Minerals
September 17, 2020
Business Law Today
How to Do Earnouts Right
September 17, 2020
Davis Polk Briefing
Long-Term Stock Exchange Debuts
September 17, 2020
CFA Institute
Kudos to Sustainability-Standards Setters
September 17, 2020
Business Law Prof Blog
Two Sides Talking Past Each Other on Corporate Purpose
September 17, 2020
Reuters
TikTok-Oracle Deal Irks Senators
September 16, 2020
Jim Hamilton's World
SEC Officials Talk Accounting News
September 16, 2020
Davis Polk Briefing
Sustainability-Standard Setters Promote New Reporting System
September 16, 2020
CFA Institute
ESG Disclosure Needs Global Standard
September 16, 2020
Reuters
Economists Divided on U.S. Future
September 15, 2020
PubCo @ Cooley
How Pandemic Affects CEO Pay
September 15, 2020
Jim Hamilton's World
Analysts Seek Supreme Court Review of Insider Trading Conviction
September 15, 2020
Corporate & Securities Law Blog
CFTC Takes on Corporate Compliance
September 15, 2020
Business Law Prof Blog
How People View Insider Trading Redux
September 15, 2020
Reuters
Tech Leads Crisis-Driven M&A Boom
September 14, 2020
Delaware Business Litigation Report
Metlife Board Beats Caremark Claims
September 14, 2020
D&O Diary
2020 Securities Suit Filings Against Foreign Firms on Record Pace
September 14, 2020
Securities and Exchange Commission
SEC Whistleblower Gets $10 million
September 14, 2020
Jim Hamilton's World
SEC Shielded from Investigative Abuse Charges
September 14, 2020
Reuters
Blair, Major Chide UK Plan to Breach International Law
September 13, 2020
Professor Bainbridge
Ex-Theranos CEO Prepares Mental Disease Defense
September 13, 2020
Securities Regulation and Corporate Governance Monitor
SEC Offers New Option for Extending Confidential Treatment
September 13, 2020
Deal Lawyers.com
The Latest on Tiffany-LVMH Deal
September 13, 2020
Business Law Prof Blog
Why Rules for Forward-Looking Risk Disclosure Are Failing
September 13, 2020
Breakingviews
New Citi CEO Can Lead on ESG If Not Returns
September 10, 2020
Cleary M&A Watch
“Corwin” Defense Fails, but Shareholders Lose Anyhow
September 10, 2020
PubCo @ Cooley
CFTC Warns of Climate Change Risk
September 10, 2020
Business Law Prof Blog
Financial Advice Faces Rough Landscape
September 10, 2020
D&O Diary
Battles Rage over Digital Forensic Findings
September 9, 2020
Conference Board
Directors Should Use Social Media
September 9, 2020
PubCo @ Cooley
California Court Enforces Delaware Exclusive Forum Provision
September 9, 2020
Jim Hamilton's World
Securities Group Urges Delay of Labor Department Fiduciary Rule
September 9, 2020
Corporate & Securities Law Blog
Delaware Chancery Nixes Management Block on Director Privileged-Info Access
September 9, 2020
Wall Street Journal
DOJ Gets New Acting Fraud Chief
September 8, 2020
Jim Hamilton's World
CII to Press Review of NYSE Direct Listing Rules
September 8, 2020
Deal Lawyers.com
Delaware Chancery Limits Abstention Defense to Director Conflicts
September 8, 2020
CFA Institute
Can Blockchain Help Financial Reporting?
September 8, 2020
Business Law Prof Blog
What People Think of Insider Trading
September 8, 2020
D&O Diary
Board Diversity Suit Hits Danaher
September 7, 2020
Conference Board
Ford Foundation Boss on Corporations and Social Change
September 7, 2020
Jim Hamilton's World
Ex-Regulators Talk Chinese Company Delistings
September 7, 2020
Delaware Corporate & Commercial Litigation Blog
Delaware Chancery Explains How Caremark Claim Passed Demand Test
September 7, 2020
Justice Department
DOJ Issues New Merger Remedies Manual
September 7, 2020
Reuters
GM, Honda Deepen North American Ties
September 3, 2020
D&O Diary
GAP Sued Over Board Diversity
September 3, 2020
Jim Hamilton's World
Senior Fraud Rises in Pandemic
September 3, 2020
Delaware Business Litigation Report
Delaware Chancery Nixes an “Implied Covenant” Claim
September 3, 2020
Reuters
Macy’s Rethinks the Holidays
September 2, 2020
Dealbook
Fed Governor Warns of More Economic Risks
September 2, 2020
Delaware Business Litigation Report
Delaware Chancery Nixes Complaint on Dilution
September 2, 2020
PubCo @ Cooley
SEC Stays Order Approving NYSE Direct Listings
September 2, 2020
Jim Hamilton's World
Supply-Chain Financing Disclosure Gets Its Due
September 2, 2020
Reuters
U.S. Mulls Belarusian Sanctions
September 1, 2020
D&O Diary
Is New “Accredited Investor” Definition Progress?
September 1, 2020
Securities and Exchange Commission
SEC Awards Joint Whistleblowers $2.5 million
September 1, 2020
Financial Times
German Parliament Probes Wirecard Fiasco
September 1, 2020
Jim Hamilton's World
Cigna, Anthem Get Nothing in Suit Over Busted Deal
September 1, 2020
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  • Business Law Prof Blog
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  • DealLawyers
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  • How Appealing
  • PubCo @ Cooley
  • Securities Docket
  • Sidley Enhanced Scrutiny Blog
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