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  • John C. Coffee, Jr. – Boeing and the Future of Deferred Prosecution Agreements By John C. Coffee, Jr.
  • Leveraging Information Forcing in Good Faith By Hillary Sale
  • The Dark Side of Safe Harbors Comment bubble 2 By Susan C. Morse
  • John C. Coffee, Jr. – Mass Torts and Corporate Strategies: What Will the Courts Allow? By John C. Coffee, Jr.
  • Compliance’s Next Challenge: Polarization By Miriam H. Baer
  • Will the Common Good Guys Come to the Shootout in SEC v. Jarkesy? And Why It Matters By Eric W. Orts
  • Climate Disclosure Line-Drawing and Securities Regulation By Virginia Harper Ho
  • Board Committee Charters and ESG Accountability By Lisa M. Fairfax
Editor-At-Large Reynolds Holding

The CLS Blue Lion logo Sky Blog

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Columbia Law School's Blog on Corporations and the Capital Markets

Editorial Board John C. Coffee, Jr. Edward F. Greene Kathryn Judge

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October 2022

Skadden Discusses Boards, M&A, and Regulatory Risk

By Brandon Van Dyke, Clifford H. Aronson, David P. Wales, Frederic Depoortere and Kyle J. Hatton October 4, 2022 by renholding

Boards are regularly called upon to guide management teams in answering the age-old strategic question: build or buy? But the already complex business calculus has become increasingly complicated in the past several years because of stepped up scrutiny of mergers …

The Puzzle and Persistence of Biglaw Clustering

By Gregory H. Shill October 3, 2022 by renholding

Elite U.S.-based global law firms (Biglaw) concentrate their offices in the costliest districts of superstar cities, especially two neighborhoods in Manhattan. This pattern has persisted despite both the dispersal of Biglaw clients across less-dense, lower-cost U.S. locations and the development …

Sullivan & Cromwell Discusses What Recent SEC Insider Trading Action Portends for Rule 10b5-1

By Nicolas Bourtin, Robert Downes, Steven Peikin and Karen Patton Seymour October 3, 2022 by renholding

On September 21, 2022, the Securities and Exchange Commission found that Cheetah Mobile Inc.’s Chief Executive Officer, Sheng Fu, and its former President, Ming Xu, committed insider trading in relation to securities they sold under a joint “10b5-1 plan.”  In …

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TheFilter

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Each business day, our team sifts through blog posts, news stories, and other sources to keep up-to-date on relevant recent developments. The following links will take you to our recommended selections. To see the sources we follow click Filter Sources.

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Reuters
Delta Air Pilots Authorize Strike
October 31, 2022
SDNY Blog
Another Judge Slams SEC Gag Rule
October 31, 2022
Bloomberg
DOJ Wields Fraud Law Against NFTs
October 31, 2022
Securities and Exchange Commission
SEC Awards Whistleblower $10 Million
October 31, 2022
Wall Street Journal
Elon Musk Ousts Twitter’s Board
October 31, 2022
Reuters
Senate GOP Questions SEC Staff Exits
October 30, 2022
Wall Street Journal
Big SEC Fines Surged in FY 2022
October 30, 2022
CoinDesk
Crypto ETF Debuts Are the Worst
October 30, 2022
Bloomberg
Corporate Boards Getting Younger
October 30, 2022
Freshfields Blog
EU Trustbusters to Probe Private Equity?
October 30, 2022
Dealbook
Credit Suisse Plans Wall Street Retreat
October 27, 2022
Bloomberg
Musk Says Tesla Surge Justifies Pay
October 27, 2022
Wall Street Journal
SEC’s IG Pans Gensler Performance
October 27, 2022
Jim Hamilton's World
SEC OKs Fund Shareholder, Fee Rules
October 27, 2022
Deal Lawyers.com
Delaware Chancery Rules that Flawed Projections Can Support Fraud Claim
October 27, 2022
Reuters
DOJ Probes Tesla Self-Driving Claims
October 26, 2022
D&O Diary
SPAC Securities Suit Avoids Dismissal
October 26, 2022
Wall Street Journal
Andreessen Horowitz’s Bad Crypto Timing
October 26, 2022
Bloomberg
Elon Musk Faces Investors Over Tesla Tweet
October 26, 2022
Securities and Exchange Commission
SEC Commissioner Says Take Over PCAOB
October 26, 2022
Reuters
Twitter Losing Its Most Active Users
October 25, 2022
Securities and Exchange Commission
SEC Charges Canadian Cannabis Company with Accounting Fraud
October 25, 2022
Fortune
CFTC Chair Says No Crypto Turf War
October 25, 2022
PubCo @ Cooley
SEC Hears Glimmer of Good IPO News
October 25, 2022
Bloomberg
Court Won’t Review Ruling on ALJs
October 24, 2022
Yahoo Finance
Crypto Gains as SEC Cracks Down
October 24, 2022
Jim Hamilton's World
House GOP Eyes SEC Comment Process
October 24, 2022
Delaware Corporate & Commercial Litigation Blog
Delaware Prefers Term “Stockholder”
October 24, 2022
U.S. Treasury
Treasury Adopts CFIUS Enforcement Guidelines
October 24, 2022
Wall Street Journal
Directors Serving Rival Boards Resign
October 20, 2022
MarketWatch
SEC Accuses CBD Firm’s Ex-CEO of Fraud
October 20, 2022
FCPA Professor
FCPA Blogs Wage Spat over Law
October 20, 2022
Wall Street Journal
Chair’s Agenda Strains SEC Resources
October 20, 2022
PubCo @ Cooley
Final Climate Rules Still Months Away
October 20, 2022
Business Law Prof Blog
Suit Claims FINRA Is Unconstitutional
October 20, 2022
New York Times
Spirit Shareholders Back JetBlue Sale
October 19, 2022
Wall Street Journal
UK Watchdog’s Enforcement Chief to Step Down Next Year
October 19, 2022
Bloomberg
JPMorgan Adds Crypto Policy Head
October 19, 2022
PubCo @ Cooley
ISS Releases Benchmark Policy Survey
October 19, 2022
Reuters
Jury Acquits “Steele Dossier” Defendant
October 18, 2022
New York Times
Netflix Reverses Subscriber Decline
October 18, 2022
New York Post
Hearing Held on Theranos Founder Elizabeth Holmes’ New Trial Bid
October 18, 2022
Jim Hamilton's World
U.S. Court OKs SEC Disgorgement Ask
October 18, 2022
D&O Diary
What’s ESG’s Biggest Risk?
October 17, 2022
Washington Post
Crypto Victims Blame Scam on Coinbase
October 17, 2022
Bloomberg
Is SEC the New Crypto Sheriff?
October 17, 2022
PubCo @ Cooley
Are Auditors Doing Their Jobs?
October 17, 2022
Deal Lawyers.com
Delaware Chancery Addresses Third Party Beneficiary Issues in Twitter Case
October 17, 2022
CoinDesk
Jamie Dimon Again Slams Crypto
October 16, 2022
Bloomberg
Twitter Sought Documents on Federal Probe of Elon Musk
October 16, 2022
Protocol
Coinbase Launches a Think Tank
October 16, 2022
PubCo @ Cooley
Jon Stewart Interviews Gary Gensler
October 16, 2022
Jim Hamilton's World
SEC Staff Says Investment Advisers Can Consider Diversity, Equity, and Inclusion
October 16, 2022
Wall Street Journal
Crypto Advocates Sue Treasury over Tornado Cash Sanctions
October 13, 2022
D&O Diary
Payments Company Hit With Data Breach-Related Securities Suit
October 13, 2022
Bloomberg
Theranos’ Bałwani Denied a New Trial
October 13, 2022
CoinDesk
Betterment Launches Crypto Offering
October 13, 2022
PubCo @ Cooley
Is There an ESG Backlash among CFOs?
October 13, 2022
Reuters
SEC Probes Investment Funds on Communications
October 12, 2022
New York Times
Bittrex Fined for Sanctions Violations
October 12, 2022
Bloomberg
How SEC Widens Ethereum Net
October 12, 2022
PubCo @ Cooley
How Do CEOs View ESG?
October 12, 2022
Securities Regulation and Corporate Governance Monitor
EDGAR Beats Deadline for Accepting Electronic Form 144 Filings
October 12, 2022
Reuters
Trump-Tied SPAC Delays Vote
October 10, 2022
Cleary M&A Watch
Treasury Adopts Final Corporate Beneficial Ownership Reporting Rule
October 10, 2022
D&O Diary
Shareholder Sues SPAC-Merged Real Estate Platform
October 10, 2022
Jim Hamilton's World
SEC Reopens Comments After Glitch
October 10, 2022
Delaware Corporate & Commercial Litigation Blog
Delaware Chancery Clarifies Equitable Defenses in Case on LLC Transfers
October 10, 2022
Wall Street Journal
SEC Should Leave Kardashian Alone
October 9, 2022
Bloomberg
Big Law Attorneys Buy Crypto Despite Lack of Firms’ Guidance
October 9, 2022
Business Wire
Jay Clayton Joins AmEx Board
October 9, 2022
NBC News
Unintended Consequences Mar Congressional Stock-Trading Bill
October 9, 2022
Weil Private Equity Watch
The Latest on Going-Private Deals
October 9, 2022
Business Law Prof Blog
Louisiana Divests $800 Million from BlackRock over ESG Policies
October 9, 2022
Cooley M&A
Is Inflation Reduction Act a SPAC Tax?
October 6, 2022
Yahoo Finance
SEC Staffers Fume Over Gensler Self-Promotion in Kardashian Case
October 6, 2022
Bloomberg
Crypto Bill Stalls in Congress
October 6, 2022
PubCo @ Cooley
PCAOB Nails Audit Firms for Failing to File Form Saying Who Led Audits
October 6, 2022
D&O Diary
PG&E Execs Settle Wildfire Victim Claims
October 5, 2022
New York Times
“Defund the SEC” Becomes Trump Social Media’s Battle Cry
October 5, 2022
Bloomberg
Elon’s Back
October 5, 2022
Institutional Investor
Private Equity Seeking Small Add-Ons
October 5, 2022
Reuters
Musk Says Ready Again to Buy Twitter
October 4, 2022
Wall Street Journal
Theranos’ Holmes Gets New Hearing
October 4, 2022
Bloomberg
Ex-Dewey CFO Nears SEC Settlement
October 4, 2022
Bloomberg
SEC Struggles With Staff Losses
October 4, 2022
PubCo @ Cooley
FASB Enhances Transparency of Supply Chain Financing
October 4, 2022
Dealbook
Investors Doubt Credit Suisse Revival
October 3, 2022
Truth on the Market
FTC Too Hard on Gig Economy
October 3, 2022
Yahoo Finance
Dems Rip Pelosi for Trading Bill Delay
October 3, 2022
PubCo @ Cooley
SEC Loses Case to Manufacturers
October 3, 2022
Securities and Exchange Commission
SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security
October 3, 2022
New York Times
The Supreme Court’s Business Docket
October 2, 2022
Vanity Fair
Stock-Trading Ban Bill Looks Weak
October 2, 2022
Bloomberg
Women Gained Just Two More Seats on S&P 500 Bank Boards in 2022
October 2, 2022
CoinDesk
California to Allow Vital Records Issued on Blockchain
October 2, 2022

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