Debevoise & Plimpton discusses SEC’s Proposed Rule on Security-Based Swap Quotes

By Byungkwon Lim, Emillie T. Hsu and Aaron J. Levy October 17, 2014 by Aaron J. Levy

On September 8, 2014, the Securities and Exchange Commission (the “SEC”) published a proposed rule (the “Proposed Rule”) providing that certain communications involving quotes of security-based swaps will not be deemed to constitute offers of such security-based swaps or of …

Debevoise discusses Temporary No-Action Relief for Swaps Between Eligible Affiliate Counterparties

By Byungkwon Lim, Emilie T. Hsu and Aaron J. Levy March 21, 2014 by Aaron J. Levy

On March 6, 2014, the Division of Clearing and Risk (the “DCR”) of the Commodity Futures Trading Commission (the “CFTC”) issued a time-limited no action letter, extending the temporary alternative compliance frameworks available to “Eligible Affiliate Counterparties” (as defined in …

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Aaron J. Levy

Debevoise & Plimpton discusses SEC’s Proposed Rule on Security-Based Swap Quotes

Debevoise discusses Temporary No-Action Relief for Swaps Between Eligible Affiliate Counterparties