Francesca Odell, Jeffrey Karpf, Adam Fleisher, James Langston and Marc Rotter

Cleary Gottlieb Discusses SEC Proposal to Significantly Change Reporting by Institutional Investors

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On July 10, 2020, the Securities and Exchange Commission (the “SEC”) proposed changes that would substantially reduce the number of investors required to file quarterly reports showing their holdings of U.S.-listed equities on Form 13F.[1]  The SEC’s …