Why the SEC’s Proposed Rules on Proxy Advisors Are Necessary

By Bernard S. Sharfman February 19, 2020 by renholding

The Securities and Exchange Commission’s (SEC’s) recently proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice are an efficient and necessary response to the “collective action” problem that is imbedded in the shareholder voting of public companies …

SEC Allows Exclusion of Conflicting Proposals on Special Meeting Thresholds – With a Twist

By Keith F. Higgins March 7, 2018 by renholding

Late last year, the SEC’s Division of Corporation Finance issued a no-action letter in which it agreed that a proposal seeking to lower the threshold for calling a special meeting from 25 percent to 10 percent of the outstanding shares …

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Rule 14a-8(i)(9)

Why the SEC’s Proposed Rules on Proxy Advisors Are Necessary

SEC Allows Exclusion of Conflicting Proposals on Special Meeting Thresholds – With a Twist