Enforcement Co-Chief Offers Tips on Meeting with the SEC

By Steven R. Peikin May 10, 2018 by renholding

I’m delighted to be here today among so many friends and colleagues, and I extend my thanks to the New York City Bar for hosting this important event. Because New York plays such a pivotal role in our financial system, …

The Financial CHOICE Act of 2017 and the Future of SEC Administrative Enforcement

By John C. Coffee, Jr. June 22, 2017 by renholding

Professor John C. Coffee, Jr. of Columbia Law School is scheduled to speak on June 22 before the Securities and Exchange Commission’s Investor Advisory Committee, which asked him to address the CHOICE Act’s impact on the SEC’s enforcement powers. These …

The CLS Blue Sky Blog

Columbia Law School's Blog on Corporations and the Capital Markets

Wells Notice

Enforcement Co-Chief Offers Tips on Meeting with the SEC

The Financial CHOICE Act of 2017 and the Future of SEC Administrative Enforcement