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  • John C. Coffee, Jr. – Boeing and the Future of Deferred Prosecution Agreements By John C. Coffee, Jr.
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Editor-At-Large Reynolds Holding

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Columbia Law School's Blog on Corporations and the Capital Markets

Editorial Board John C. Coffee, Jr. Edward F. Greene Kathryn Judge

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July 2015

Morrison Foerster discusses Top Ten International Anti-Corruption Developments for May 2015

By MoFo FCPA and Global Anti-Corruption Team July 1, 2015 by AJ

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month with links to primary resources. This month some major anti-corruption cases, both …

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Each business day, our team sifts through blog posts, news stories, and other sources to keep up-to-date on relevant recent developments. The following links will take you to our recommended selections. To see the sources we follow click Filter Sources.

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Dealbook
U.S. Asks Supreme Court to Review Insider Trading Ruling
July 31, 2015
Bloomberg
AQR’s Trading Chief Goes on Leave Amid SEC Probe of Ex-Employer
July 31, 2015
Reuters
NBCUniversal close to investing in BuzzFeed
July 31, 2015
Dealbook
Elizabeth Warren’s Crusade to Separate Investment and Commercial Banks
July 31, 2015
Compliance Week
SEC Sets Aug. 5 Date for Considering Final Pay Ratio Rule
July 31, 2015
Dealbook
Nonpayment on Bonds Would Have Consequences for Puerto Rico
July 29, 2015
Bloomberg
Look Out, Washington: Goldman-Busting Senate Panel Now Sets Sights on Government
July 29, 2015
Reuters
PartnerRe Open to Acquisition Talks with Exor
July 29, 2015
Compliance Week
PCAOB Sanctions Small Firms for Quality Reviews
July 29, 2015
Dealbook
R.B.S. Sells $2.2 Billion in Shares of Citizens Financial Group
July 29, 2015
Dealbook
Why Greece’s Lenders Need to Suffer
July 28, 2015
Bloomberg
Honeywell CEO Leaps Toward M&A Goal on $5.1 Billion Elster Deal
July 28, 2015
Dealbook
Zurich Insurance Examining Bid for RSA of Britain
July 28, 2015
Reuters
Honeywell to Buy Melrose’s Utility Metering Business for $5.1 Billion
July 28, 2015
Compliance Week
FINRA Fines Goldman Sachs $1.8M for Trade Reporting Failures
July 28, 2015
Dealbook
The World Wide Web, the New Frontier in Fraud
July 28, 2015
Bloomberg
How and Why Goldman Sachs Became a Tech-Investing Powerhouse
July 28, 2015
Reuters
McGraw Hill Financial to Buy SNL Financial for $2.23 Billion
July 28, 2015
Dealbook
Deregulator of Banks Set to Testify Before House
July 28, 2015
Compliance Week
AP Offers Up New Treasure Trove of SEC-Related Videos
July 28, 2015
Dealbook
Teva Said to Be Close to Buying Generic Drug Unit of Allergan
July 26, 2015
Bloomberg
Apple, Goldman Among Companies in $140 Billion Climate Pledge
July 26, 2015
Reuters
Pearson Says in Talks to Sell its 50 Percent Stake in The Economist
July 26, 2015
CFA Institute
Is Living with Threat of Market Flash Crashes the New Normal?
July 26, 2015
Compliance Week
Appellate Court Allows Constitutional Challenge to CFPB
July 26, 2015
Bloomberg
Dodd-Frank at Five Years: Several Key Rules Remain
July 23, 2015
Dealbook
Nikkei to Buy Financial Times for $1.3 Billion
July 23, 2015
The Hill
GOP Attaches Financial Regs Overhaul to Senate Spending Bill
July 23, 2015
Bloomberg
CME Fined Trader $55,000 for ‘Spoofing’ Treasury Futures
July 23, 2015
The Globe and Mail
Will SEC Executive Compensation Rules Drive Canadian Companies to Delist?
July 23, 2015
Dealbook
New Criticism Over the SEC’s Use of In-House Judges
July 22, 2015
Bloomberg
Puerto Rico Default Recovery Rates as Low as 35%, Moody’s Says
July 22, 2015
Reuters
UPS in Talks to Buy Coyote Logistics for at Least $1.8 Billion
July 22, 2015
CFA Institute
Labor Department Fiduciary Rule Proposal Takes Important First Step
July 22, 2015
D&O Diary
7th Cir. Reinstates Neiman Marcus Consumer Data Breach Class Action
July 22, 2015
Dealbook
Funds Challenging Dell Bid Find Shares Aren’t Really Theirs
July 22, 2015
Bloomberg
Toshiba Risks Fines for Raising $8 Billion on False Earnings
July 22, 2015
Reuters
AT&T Nears U.S. Approval of $48.5 Billion DirecTV Merger
July 22, 2015
Compliance Week
Rotation May Hinder Audit Quality, Study Says
July 22, 2015
Federal Reserve
Federal Reserve Board Issues Final Order That Establishes Enhanced Prudential Standards for General Electric Capital Corporation
July 21, 2015
Dealbook
New York Escalates Investigation Into Promontory Financial Group
July 20, 2015
Bloomberg
KKR’s First Data Files for IPO Eight Years After Buyout
July 20, 2015
Reuters
SunEdison Buys Vivint for $2.2 Billion to Expand Residential Business
July 20, 2015
D&O Diary
Is the Dodd-Frank Whistleblower Bounty Program Gaining Momentum?
July 20, 2015
Compliance Week
Legislation Seeks Curbs on Regulatory ‘Revolving Door’
July 20, 2015
Dealbook
‘Clawbacks’ Could Backfire
July 19, 2015
Bloomberg
Greece’s Real Crisis Deadline Arrives With ECB Debt to Pay
July 19, 2015
Reuters
Film Studio Miramax Explores Sale
July 19, 2015
Compliance Week
SEC Issues Third Highest Whistleblower Award
July 19, 2015
MarketWatch
Democrats’ Corporate and Progressive Wings Debate SEC Candidates
July 19, 2015
Dealbook
Treasury to Examine Online Lending Industry
July 16, 2015
Reuters
EBay Sells Enterprise Unit Ahead of PayPal Split
July 16, 2015
Bloomberg
What Does It Take to Prove Airline Collusion?
July 16, 2015
Reuters
Voter Turnout High at Key Samsung Group Merger Ballot
July 16, 2015
Compliance Week
White: SEC Enforcement Not Targeting Compliance Professionals
July 16, 2015
Bloomberg
ECB Weighs Emergency Funding After Tsipras Wins Greece Bailout Vote
July 15, 2015
Dealbook
Banks in Europe to Face New Stress Tests in 2016
July 15, 2015
Bloomberg
Stericycle to Buy Shred-It International for $2.3 Billion
July 15, 2015
Reuters
U.S. Appeals Court Finds SEC Cannot Retroactively Apply Dodd-Frank Bans
July 15, 2015
Compliance Week
U.S. Chamber: 28 Recommendations on SEC Enforcement Practices
July 15, 2015
Dealbook
Celgene Agrees to $7.2 Billion Deal for Receptos
July 14, 2015
Bloomberg
Tsipras Kicks Off Bailout Pitch with Math Already in Question
July 14, 2015
Dealbook
Union Square Hospitality Buying Stake in Tender Greens Chain
July 14, 2015
Reuters
Wells Fargo has Appetite for More GE Capital Assets
July 14, 2015
Compliance Week
SEC Chair White Responds to Sen. Warren’s ‘Disappointment’
July 14, 2015
Dealbook
The State of Cost-Benefit Analysis at the S.E.C.
July 13, 2015
Bloomberg
Speed Traders, Banks Called Out in Report on Treasury Swing
July 13, 2015
Dealbook
Plenty Deserve Blame for Greece’s Woes, but Maybe Not Goldman Sachs
July 13, 2015
Reuters
MPLX to Buy MarkWest for $15.63 Billion, Creating Fourth-Largest MLP
July 13, 2015
Compliance Week
Appeals Court Opinion Sheds Light on Excluding Proxy Proposals
July 13, 2015
Reuters
With Options Dwindling, BP Seized a Chance to Settle Oil Spill Case
July 12, 2015
Bloomberg
Greece Deal on Bailout Unlikely Today, Euro Ministers Say
July 12, 2015
Dealbook
Banks’ ‘Living Wills’ Are Murky Guides
July 12, 2015
Reuters
States Line Up to Scrutinize Aetna’s $33 Billion Humana Deal
July 12, 2015
Jim Hamilton's World
House FSC Hears Testimony on Stability Following Dodd-Frank
July 12, 2015
Dealbook
An Income Tax on Carried Interest Couldn’t Be Avoided
July 9, 2015
Reuters
Gambling Group GVC Offers to Buy Larger Rival Bwin for $1.4 Billion
July 9, 2015
Bloomberg
Puerto Rico Set to Meet Investors Monday as Debt Payments Loom
July 9, 2015
Compliance Week
Sen. Warren and ‘Liberal Allies’ Derail Planned SEC Nomination
July 9, 2015
Dealbook
P.&G. Sells 43 Beauty Brands to Coty
July 9, 2015
Dealbook
The Stock Market Bell Rings, Computers Fail, Wall Street Cringes
July 9, 2015
Reuters
Greek Banks Face Closures, Bailout or Not
July 9, 2015
Compliance Week
More Disclosures Needed From Public Officials, Says OECD
July 9, 2015
D&O Diary
U.S. IPO Activity Remains at Heightened Levels in Year’s First Half
July 9, 2015
Office of Financial Research
Uncertainty Increases in Greece, But Signs of Contagion Remain Limited
July 8, 2015
Bloomberg
China’s Stocks Plunge as State Intervention Fails to Stop Rout
July 7, 2015
Dealbook
Obstacles in Regulators’ Push to Reduce Leveraged Loans
July 7, 2015
Reuters
Humana, Aetna Set Termination Fees for Deal
July 7, 2015
PubCo @ Cooley
Third Circuit Renders Opinion in Trinity Wall Street v. Wal-Mart (and Admonishes SEC to Issue New Guidance)
July 7, 2015
Compliance Week
IMF: U.S. Must Tackle Shell Companies, Beneficial Ownership
July 7, 2015
Bloomberg
Greece Given Hours to Save Place in Euro
July 6, 2015
Dealbook
As More Tech Start-Ups Stay Private, So Does the Money
July 6, 2015
Reuters
Aetna CEO Addresses Antitrust Concerns Over Humana Deal
July 6, 2015
Compliance Week
Mid-Year Look at Corporate Compliance in 2015
July 6, 2015
Federal Reserve
Banking Agencies Post Public Sections of Resolution Plans
July 6, 2015
Bloomberg
Greece Votes Against Austerity
July 5, 2015
Dealbook
Former Wall St. Giants Tangled in Dispute Over Missing Shares
July 5, 2015
Federal Securities Law Blog
What Types of Companies Might Use Regulation A+ to Raise Capital?
July 5, 2015
Compliance Week
Judge Rakoff Finds Newman Case Not Applicable to Tipper Liability
July 5, 2015
Reuters
Closing of Chicago Trading Pits: A requiem for family ties
July 5, 2015
Dealbook
Aetna Said to Be Near Deal to Buy Humana for $34 Billion
July 3, 2015
Reuters
Regulatory Rebuffs Could Force GE to Seek Other Deals, More Buybacks
July 3, 2015
Managed Futures Blog
CME to Shutter Trading Pits
July 3, 2015
Compliance Week
SEC Goes Beyond SOX with Clawback Proposal
July 3, 2015
Jim Hamilton's World
District Court Lacks Jurisdiction Over Constitutional Claims Against SEC ALJs
July 3, 2015
Dealbook
A Bankrupt Greece Is Struggling to Stay Afloat
July 1, 2015
Bloomberg
U.S. Airline Stocks Fall as Antitrust-Probe Report Erases Rally
July 1, 2015
Reuters
JBS to Purchase U.S. Cargill Pork Assets for $1.45 Billion
July 1, 2015
Jim Hamilton's World
Commissioners Piwowar, Stein United on Move to T+2 Settlement
July 1, 2015
Compliance Week
SEC Goes Beyond SOX with Clawback Proposal
July 1, 2015

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