PwC discusses Ten Key Points From the SEC’s Proposed Liquidity Risk Management Rule for Mutual Funds

By Kent Knudson, Scott Weisman, Stephen Baird and Brett Janis October 13, 2015 by Brett Janis

The Securities and Exchange Commission (SEC) has proposed a set of liquidity risk management requirements for registered open-end mutual funds and ETFs. The proposal is part of a broader SEC agenda to modernize the Investment Company Act of 1940 (’40 …

PwC discusses Asset Managers: The SEC’s road ahead

By Dan Ryan, Scott Weisman, Roozbeh Alavi, Brett Janis and Armen Meyer July 2, 2015 by Brett Janis

The debate over asset managers’ potential systemic risk has been ongoing for some years, with little agreement between the industry, US regulators, and global standard setting bodies. US regulators themselves have been divided – the SEC has in particular been …

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PwC discusses Ten Key Points From the SEC’s Proposed Liquidity Risk Management Rule for Mutual Funds

PwC discusses Asset Managers: The SEC’s road ahead