Akin Gump discusses SDNY Decision Allowing SEC Insider Trading Case to Proceed, Distinguishing Newman

By Michael A. Asaro, James Joseph Benjamin Jr., Joseph Boryshansky, Robert H. Hotz Jr., Douglass B. Maynard, Bruce S. Mendelsohn, Douglas A. Rappaport and Jason M. Daniel May 13, 2015 by Bruce S. Mendelsohn

A recent decision from the United States District Court for the Southern District of New York allowing a U.S. Securities and Exchange Commission (SEC) civil enforcement action to proceed against two former stockbrokers for alleged insider trading violations sheds additional …

Akin Gump discusses SEC’s New Regulation of Securities Trading Technology

By Joseph Boryshansky, Natasha G. Kohne, Bruce S. Mendelsohn and Michelle A. Reed December 5, 2014 by Bruce S. Mendelsohn

On November 19, 2014, the five commissioners of the U.S. Securities and Exchange Commission (SEC) unanimously voted to adopt Regulation SCI, which stands for Systems Compliance and Integrity, to govern the technology infrastructure of the U.S.’s securities exchanges and certain …

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Akin Gump discusses SDNY Decision Allowing SEC Insider Trading Case to Proceed, Distinguishing Newman

Akin Gump discusses SEC’s New Regulation of Securities Trading Technology