Nicole K. Serfoss, Michael D. Birnbaum, Haimavathi V. Marlier, Craig D. Martin and Elizabeth Weil Shaw

Morrison & Foerster Discusses Top 5 SEC Enforcement Developments for July 2025

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This month, we examine the following most important SEC enforcement developments:

  • An SEC complaint alleging a Georgia company and its owner operated a $140 million offering fraud and Ponzi scheme;
  • An SEC insider trading case initiated following a post-transaction FINRA
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