Latham & Watkins discusses SEC Adopting Final Crowdfunding Rules

By Stephen P. Wink, Vivian A. Maese, Brett M. Ackerman and Sean R. Miller November 18, 2015 by Sean R. Miller

On October 30, 2015, the US Securities and Exchange Commission (SEC) adopted final rules to permit companies to offer and sell securities through crowdfunding (the Crowdfunding Rules).1 The Crowdfunding Rules enable investors to purchase securities in crowdfunding offerings, subject to …

Latham & Watkins discusses SEC Announcement of Compliance Date for Pay-to-Play Rule

By Stephen P. Wink and Sean R. Miller August 12, 2015 by Sean R. Miller

Despite the July 31, 2015 compliance date, the SEC will not enforce the third-party solicitation ban until corresponding FINRA/MSRB Rules take effect.

On June 25, 2015, the Securities and Exchange Commission (SEC) announced a compliance date of July 31, 2015 …

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Latham & Watkins discusses SEC Adopting Final Crowdfunding Rules

Latham & Watkins discusses SEC Announcement of Compliance Date for Pay-to-Play Rule