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  • John C. Coffee, Jr. – Boeing and the Future of Deferred Prosecution Agreements By John C. Coffee, Jr.
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Columbia Law School's Blog on Corporations and the Capital Markets

Editorial Board John C. Coffee, Jr. Edward F. Greene Kathryn Judge

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foreign private issuers

How “Foreign Private Issuer” Loopholes Leave U.S. Investors Exposed

By David F. Larcker, Amit Seru, Brian Tayan and Daniel Taylor February 4, 2026 by renholding

For decades, U.S. securities regulation has treated foreign firms listed on U.S. exchanges differently from domestic issuers. Through the “foreign private issuer” (FPI) framework, the Securities and Exchange Commission (SEC) has offered foreign companies substantial accommodations such as exemptions from …

Comment  

Skadden Discusses SEC Moves to Lighten Regulation and Encourage Capital Formation

By Anita B. Bandy, Brian V. Breheny, Raquel Fox and Caroline S. Kim January 22, 2026 by renholding

Under the leadership of Chairman Paul Atkins with a Republican majority on the commission, the Securities and Exchange Commission (SEC) is expected to continue on its trajectory toward regulatory reform that marks a pivot from the prior administration.

Expected Proposed

…
Comment  

Mayer Brown Discusses SEC Concept Release on Definition of Foreign Private Issuer

By Anna Pinedo, Jennifer Zepralka, Liz Walsh, Ali Perry and Ryan Castillo June 24, 2025 by renholding

On June 4, 2025, the U.S. Securities and Exchange Commission (the “Commission” or “SEC”) issued a concept release soliciting public comment on the definition of foreign private issuer (“FPI”), particularly on whether the current definition should be amended in an …

Corporate Constitutionalism for Foreign Private Issuers

By James Chang and Sidney Burke May 2, 2025 by renholding

Lawyers for public companies across the world may not have expected this, but a recent UK appellate decision on an Antigua and Barbuda company greatly enhanced global shareholder rights.  The reason is straightforward – Antigua is one of a handful …

Debevoise & Plimpton Discusses SEC Accommodations for Draft Registration Statements

By Eric T. Juergens, Benjamin R. Pedersen, Steven J. Slutzky, Erin Munro and Ashley Yoon March 24, 2025 by eorozco

On March 3, 2025, the staff of the Division of Corporation Finance of the Securities and Exchange Commission (the “SEC”) announced that it will further expand the accommodations available for issuers to submit draft registration statements for nonpublic review. These …

Cleary Gottlieb Discusses Final SEC Rule on Corporate Buybacks

By Clayton I. Simmons, Lillian Tsu, Elizabeth J. Hamilton and David Gorsky June 6, 2023 by renholding

On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted rules to require more detailed qualitative and quantitative disclosure from reporting issuers regarding their share repurchases. While the final rules did not include some of the more onerous …

Latham & Watkins on Defining Foreign Private Issuers: Wizard or Muggle?

By Alexander F. Cohen, Paul M. Dudek and Joel H. Trotter April 5, 2017 by Carly Goeman

The world of Harry Potter is divided into wizards and muggles, those who can work magic, and those who (sadly) cannot. In the world of US federal securities laws, the division between domestic US companies and foreign private issuers, or …

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Each business day, our team sifts through blog posts, news stories, and other sources to keep up-to-date on relevant recent developments. The following links will take you to our recommended selections. To see the sources we follow click Filter Sources.

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Delaware Business Litigation Report
Delaware Supreme Court Says Form Matters on Books & Records Demands
March 16, 2026
The Governance Beat
SEC Gives Foreign Private Issuers Section 16 Relief for Now
March 16, 2026
D&O Diary
9th Circuit Revives Funko Case
March 16, 2026
Securities and Exchange Commission
SEC Drops Nader Al-Naji Case
March 16, 2026
Securities Regulation and Corporate Governance Monitor
EDGAR Access Delays and Conditional No-Action Relief for Section 16(a) Filers
March 16, 2026
D&O Diary
How to Counter ESG Backlash
March 15, 2026
CoinDesk
DeFi Flub Costs Crypto Trader $50 Mln
March 15, 2026
Regulatory & Compliance
Should Companies’ Insider-Trading Policies Cover the Prediction Markets?
March 15, 2026
ABA Business Law Today
How to Fix M&A Time-of-Essence Bug
March 15, 2026
Business Law Prof Blog
The SPV-pocalypse Is Coming
March 15, 2026
D&O Diary
Suit Tests Government’s Intel Stake
March 12, 2026
CoinDesk
Binance Sues WSJ on Iran Probe Piece
March 12, 2026
FCPA Professor
Smartmatic Says FCPA Case Vindictive
March 12, 2026
Bloomberg
Exxon Plans to Reincorporate in Texas
March 12, 2026
ThinkAdvisor
SEC Must Produce Texting Fine Data
March 12, 2026
Dealbook
Microsoft Sides With Anthropic v. DOD
March 11, 2026
Freshfields' A Fresh Take
DOJ Unifies Corporate Enforcement
March 11, 2026
The Governance Beat
More Nixed Investor-Proposal Suits
March 11, 2026
SEC Sentinel
FINRA Forward Program Launches
March 11, 2026
Reuters
Lawyer Sentenced for Ponzi Scheme
March 11, 2026
Wall Street Journal
Senate’s New Housing Bill Would Force Large Investors to Sell Homes
March 10, 2026
D&O Diary
State AGs Sue Over Section 122 Tariffs
March 10, 2026
FCPA Professor
Bill to Extend FCPA Limitations Statute
March 10, 2026
Bloomberg
Polymarket Enlists Palantir and TWG AI to Monitor Sports Bets
March 10, 2026
Business Law Prof Blog
IPO to Put Pershing Square in Nevada
March 10, 2026
Wall Street Journal
Anthropic Sues Defense Department
March 9, 2026
New York Times
DOJ, Live Nation Settle Antitrust Case
March 9, 2026
SEC Sentinel
FINRA Reveals Enforcement Changes
March 9, 2026
D&O Diary
D&O Liability in Geopolitical Whiplash
March 9, 2026
Delaware Corporate & Commercial Litigation Blog
Delaware Chancery Enforces Restrictive Covenant in Business Sale
March 9, 2026
Reuters
OpenAI Honcho Exits After DOD Deal
March 8, 2026
Wall Street Journal
FTC Chief Mixes MAGA, Enforcement
March 8, 2026
New York Times
Axel Springer to Buy UK’s Telegraph
March 8, 2026
The Governance Beat
Foreign Private Issuers Get SEC Relief
March 8, 2026
Bloomberg
CFTC, SEC May Move In Together
March 8, 2026
Wall Street Journal
States Sue to Stop New Trump Tariffs
March 5, 2026
Bloomberg
SEC Ends Crypto-Billionaire Sun Case
March 5, 2026
Dealbook
UK Banking App Seeks U.S. Charter
March 5, 2026
D&O Diary
Epstein Disclosure-Related Securities Suit Hits Apollo, Leon Black
March 5, 2026
Milbank Insights
SEC Revises Enforcement Playbook
March 5, 2026
Dealbook
Two Big Production Houses Merge
March 4, 2026
The Governance Beat
Vanguard Settles State Antitrust Suit
March 4, 2026
D&O Diary
How xAI-SpaceX Merger Stacks Up
March 4, 2026
Law.com
PCAOB, SEC Enforcement Hit Lows
March 4, 2026
CoinDesk
Trump’s Crypto Legacy: Paul Atkins
March 4, 2026
Wall Street Journal
DOJ Reverses on Law Firm Sanctions
March 3, 2026
Reuters
Treasury to Mull Bank Liquidity Rules
March 3, 2026
Freshfields' A Fresh Take
Texas Anti-ESG Law Struck Down
March 3, 2026
Bloomberg
SEC, Apex Spar Over Off-Channel Communications Sweep Settlement
March 3, 2026
Reuters
U.S. Gasoline Crosses $3 Gallon Mark
March 2, 2026
Bloomberg
Trump Fails Tariff-Refund Push Delay
March 2, 2026
Delaware Business Litigation Report
Delaware Court Rules That Merger Provision Is an Arbitration Clause
March 2, 2026
The Governance Beat
Can AI Tool Replace Proxy Advisers?
March 2, 2026
Deal Lawyers.com
Delaware Supreme Court OKs SB21
March 2, 2026
Wall Street Journal
Mortgage Rates Drop Below 6 Percent
March 1, 2026
New York Times
Berkshire Hathaway Posts Earnings Drop in Warren Buffett’s Last Year
March 1, 2026
Bloomberg
SEC Announces New Insider Trading Rules for Foreign Companies
March 1, 2026
Deal Lawyers.com
Delaware Supreme Court Says Accountant Can Resolve Earnout Claims
March 1, 2026
Business Law Prof Blog
The Latest on Reincorporations
March 1, 2026
Bloomberg
Warner Says Paramount Tops Netflix
February 26, 2026
Securities Litigation & Enforcement
Fewer Securities Class Actions Are Filed, but More Money Is at Stake
February 26, 2026
CoinDesk
SEC Chair Attends Adversary’s Event
February 26, 2026
Securities Regulation and Corporate Governance Monitor
SEC Issues New C&D Interpretations
February 26, 2026
Business Law Prof Blog
SEC’s No-Action Stance Is Heads I Win, Tails You Lose for Companies
February 26, 2026
Wall Street Journal
Market’s AI Obsession Brings Out Bears
February 25, 2026
Freshfields' A Fresh Take
SEC Updates Enforcement Manual
February 25, 2026
The Governance Beat
Risk of Nixing Investor Proposals Rises
February 25, 2026
Bloomberg
WisdomTree Gets SEC Nod for 24/7 Tokenized Money Market Fund
February 25, 2026
ABA Business Law Today
Insider Trading Cases in the AI Era
February 25, 2026
New York Times
Intel Strikes Deal With a Chip Start-Up Its CEO Invested In
February 24, 2026
Cleary Enforcement Watch
California Diversity Reporting Law for VC Funds to Start on March 1
February 24, 2026
Securities and Exchange Commission
SEC Updates Enforcement Manual
February 24, 2026
Delaware Corporate & Commercial Litigation Blog
Delaware Supreme Court Nixes Challenge to Moelis Stockholder Agreement
February 24, 2026
Fenwick Insights
Court Preserves HSR Rules for Now
February 24, 2026
Bloomberg
Democrats Fight for Tariff Refunds
February 23, 2026
Wall Street Journal
BLS Chief Says No Cooking of Books
February 23, 2026
New York Times
Binance Workers Find $1.7 Billion in Crypto Was Sent to Iranian Entities
February 23, 2026
Freshfields' A Fresh Take
M&A, Other SEC Rules More Flexible
February 23, 2026
Securities and Exchange Commission
SEC Charges Texas Start-Up and Its CEO With Fraud in Stock Offering
February 23, 2026
Bloomberg
U.S. Orders Tariff Deals Honored
February 22, 2026
Dealbook
Markets Seek an Iran “Off-Ramp”
February 22, 2026
Wall Street Journal
Trump Wants Netflix Director Out
February 22, 2026
Private Equity Pulse
PE Capitalizes on Better Exit Environment
February 22, 2026
Business Law Prof Blog
Are Cattle Securities Now?
February 22, 2026
Delaware Business Litigation Report
Chancery Defers Ruling for Failure to Tell Potential Manager About Suit
February 19, 2026
Dealbook
New Walmart CEO Sees More Growth
February 19, 2026
The Governance Beat
SEC Silence on Proposals Leads to Suit
February 19, 2026
D&O Diary
SEC Chair Proposes Further Reforms
February 19, 2026
Securities and Exchange Commission
Does SEC Care If Crypto Price Drops?
February 19, 2026
Bloomberg
Foreigners’ U.S. Stock-Buys Up 134%
February 18, 2026
Wall Street Journal
Anthropic, Pentagon DEI Feud Worsens
February 18, 2026
Reuters
Zuckerberg: Kids Not Instagram Target
February 18, 2026
New York Times
Meta Spends Big on AI Agenda Push
February 18, 2026
Financial Times
Will Courts Hold Auditors to Account?
February 18, 2026
Reuters
Nvidia to Sell Meta Millions of Chips
February 17, 2026
Wall Street Journal
Bayer Offers Roundup Settlement Plan
February 17, 2026
D&O Diary
Last Year in ERISA Fiduciary Litigation
February 17, 2026
Bloomberg
SEC Polices Affinity Fraudsters
February 17, 2026
bitcoin.com
Lawmaker Blasts SEC Crypto Revamp
February 17, 2026
Wall Street Journal
Companies Raising Prices Again
February 16, 2026
Bloomberg
Alibaba Unveils Big AI Model Upgrade
February 16, 2026
Reuters
SpaceX to Vie for DoD Drone Tech
February 16, 2026
New York Times
Warner Considers New Paramount Talks
February 16, 2026
Sidley Enhanced Scrutiny
Shareholder Engagement Is in Flux
February 16, 2026
Bloomberg
AI Bubble Fears Spur New Derivatives
February 15, 2026
The Governance Beat
SEC to Crack Down on XBRL Errors
February 15, 2026
Crypto.news
SEC to Regulate Prediction Markets?
February 15, 2026
Deal Lawyers.com
Chancery: Avoiding Revenue Past Earnout May Breach Implied Covenant
February 15, 2026
Business Law Prof Blog
For OpenAI, Profit Seems the Mission
February 15, 2026
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  • Business Law Prof Blog
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  • DealLawyers
  • Delaware Corporate and Commercial Litigation Blog
  • Gibson Dunn Securities Regulation and Corporate Governance Monitor
  • Harvard Law School Forum on Corporate Governance
  • How Appealing
  • PubCo @ Cooley
  • Securities Docket
  • Sidley Enhanced Scrutiny Blog
  • The D&O Diary
  • Truth on the Market
  • White Collar Crime Prof Blog
The Blue Sky Blog is Sponsored by Columbia Law School's Center on Corporate Governance.
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