Columbia Law School
Sky Blog
Good morning. Thank you, Mark, for your kind invitation to speak with you all today – and congratulations on the 25th anniversary of this conference. I am deeply honored to be giving the Scott Friestad Memorial Keynote address, particularly
MiFID II
SEC Director of Investment Management Speaks at PLI
Good afternoon. Thank you, Paulita and Rajib, for your gracious invitation and kind welcome to this year’s program on current issues and trends in Investment Management.[1] As I suspect many of you know – and as the spring regulatory …
SEC Chairman Clayton Speaks to Investor Advisory Committee
Thank you, Anne [Sheehan]. Good morning everyone, and I want to extend a special welcome to our new commissioner, Allison Lee.
I am interested in today’s discussion. I understand the Committee first will be talking about the SEC approach to
The Future of Data Driven Finance: Financial Regulation, Data Regulation, and RegTech
Fifty years ago, banking was a relationship business. Bank managers collected information about depositors and borrowers from all sorts of sources, formal and informal. In recent decades, credit decisions have become far more data-driven, with companies like Amazon and the …
SEC Chairman Delivers Remarks to the Commission’s Investor Advisory Committee
Thank you, Anne (Sheehan). Good morning everyone. It’s good to see everyone again, particularly as the last time we all met in person was in December of last year. I was glad to be able to participate with Commissioner Roisman …
Debevoise Discusses Possible EU Approach to ICOs and Crypto-Assets
In the first week of 2019, both the European Securities and Markets Authority (“ESMA”) and the European Banking Authority (“EBA”) issued reports advising EU legislators on the regulation of “crypto-assets” and initial coin offerings (“ICOs”). The European Supervisory Authorities (“ESAs”), …