Good afternoon. I want to thank the Financial Industry Regulatory Authority and Robert [Cook] for hosting me as part of this week’s conference.[1] I’ve known Robert since he joined the SEC to lead the Trading and Markets Division and
Morrison & Foerster Discusses Top Five SEC Enforcement Developments for July 2024
1. SDNY Judge Holds SEC Failed to Adequately Plead Risk Disclosure and Controls Claims in SolarWinds
On July 18, 2024, the United States District Court for the Southern District of New York issued an opinion in Securities and Exchange Commission …